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Uptick rule
Results: 152

#	Item
121	Microsoft Word - Response to Exhange letter 7 Apr09.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-04-08 11:41:52 Financial markets Finance Uptick rule Short Order Futures contract Market liquidity Stock Flash Crash Financial economics Stock market Investment
122	Comment Letter on File No. S7[removed]and S7-26-08 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-10-09 10:34:12 Financial system Finance Financial markets Naked short selling Stock market U.S. Securities and Exchange Commission Christopher Cox Uptick rule Capital market Financial regulation Short selling Financial economics
123	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NASD[removed]December 5, 2006 Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effect Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-12-06 15:21:07 Economy of the United States Investment 73rd United States Congress Securities Exchange Act NASDAQ Financial Industry Regulatory Authority Pattern day trader Uptick rule United States securities law United States Securities and Exchange Commission Financial economics
124	Microsoft Word - 204T Comment Letter[removed]Final Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-08-17 16:18:08 Investment Financial regulation Stock market Financial markets Uptick rule Naked short selling Short Securities lending Locate Short selling Financial economics Finance
125	Comment Letter on File No. S7-30-08 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-03-05 09:29:54 Investment Finance Uptick rule Financial regulation Short selling Financial markets Short Christopher Cox Day trading Stock market Business Financial economics
126	Microsoft Word - Comment on Section 417 _2_ Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-10-04 15:58:28 Short selling Financial regulation United States securities law United States Securities and Exchange Commission Naked short selling Short U.S. Securities and Exchange Commission Hedge fund Uptick rule Financial economics Finance Business
127	Comment Letter on File No. S7-31-08 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-12-18 14:27:49 Stock market Short selling Financial regulation Financial markets Uptick rule Naked short selling Short U.S. Securities and Exchange Commission Securities Act Financial economics Investment Finance
128	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NSX[removed]November 14, 2013 Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-11-15 08:12:33 Investment United States Securities and Exchange Commission Finance 73rd United States Congress United States securities law Uptick rule Order Regulation NMS Market maker Financial economics Financial markets Stock market
129	April 30, 2013 Chairman of the Board TOM CARTER JonesTrading Westlake Village, California President & CEO Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-05-01 10:49:12 Investment Corporate crime U.S. Securities and Exchange Commission Capital market Securities and Exchange Commission Finance Mathematical finance Christopher Cox Uptick rule Financial markets Financial economics Stock market
130	OSC - IIROC Conference - 21Nov13 - Notes to Presentation Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-04-15 16:41:04 Finance Investment Mathematical finance High-frequency trading Dark liquidity Uptick rule Order Stock market Financial markets Financial economics

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